Financial Services

Regulated industry

sales intelligence.

Purpose-built for financial services. Meet SEC, FINRA, and SOX requirements while accelerating your sales pipeline with intelligent automation.

SECCompliant
FINRAReady
SOC 2Type II
Regulatory Compliance

Financial-grade security standards

Meet the strict requirements of financial regulators with our comprehensive compliance portfolio.

SEC

Compliant

FINRA

Ready

SOC 2

Type II

Bank-Grade

Security

Security & Compliance

Built for regulated industries

Every feature designed with financial services regulations and security requirements at its core.

SEC/FINRA Compliance

Built for regulated financial services. Meet SEC, FINRA, and other regulatory requirements with comprehensive compliance controls.

Bank-Grade Encryption

AES-256 encryption at rest and in transit. Secure key management and data protection meeting financial industry standards.

Complete Audit Trails

Full audit logging for all communications and data access. Meet regulatory examination requirements with comprehensive records.

Financial CRM Integration

Native integrations with financial services CRMs and compliance tools. Seamless workflows for regulated environments.

Compliance Portfolio

Comprehensive compliance for financial institutions

From investment banks to fintech startups, we provide the security controls and compliance documentation your institution requires.

SEC and FINRA compliance controls
SOX compliance support
Bank-grade AES-256 encryption
Complete audit trail logging
Data loss prevention (DLP) controls
Regulatory examination support
Financial services CRM integrations
Multi-factor authentication required

Finance Ready

Full regulatory compliance

SEC ComplianceCertified
FINRA ControlsImplemented
SOX ReadinessCompliant
SOC 2 Type IICertified
Request Financial Demo

Transform Financial Sales Operations

Join financial institutions using Buena AI to accelerate sales while maintaining the highest standards of regulatory compliance.

SEC Compliant
FINRA Ready
SOC 2 Type II